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Search in: US CFTC Enforcement Actions

Filtered: US CFTC Enforcement Actions US CFTC Enforcement Actions

Search guide · Data current as of 2026-02-09

Michael Shannon Sims
Person · Regulator action · United States
ADM INVESTOR SERVICES, INC.
Company · Regulator action · United States
SCOTIA CAPITAL USA INC
Company · Regulator action · United States
Mizuho Capital Markets LLC
Company · Regulator action · United States
WEDBUSH SECURITIES INC
Company · Regulator action · United States
Or Patreanu
Person · Regulator action · Israel
Expected Value Plus Ltd.
Company · Regulator action · Seychelles
Snir Hananya
Person · Regulator action · Italy
Elijah Samson
Person · Regulator action · Germany
Artem Prokopenko
Person · Regulator action · Ukraine
Interactive Brokers LLC
Company · Regulator action · United States
Trade Xtix Coins
Company · Fraud · Regulator action
J.P. Morgan Securities LLC
Company · Regulator action · United States
ALLIANZ GLOBAL INVESTORS U.S. LLC
Company · Regulator action · United States
Alexander Spellane
Person · Regulator action · United States
Paul Greenwood
Person · Regulator action
Ikkurty Capital LLC
Company · Regulator action · United States
HSBC Securities (USA) Inc.
Company · Regulator action · United States
Ares Global Ltd.
Company · Regulator action · Saint Lucia
The Options Clearing Corporation
Company · Regulator action · United States
Société Générale S.A.
Company · Regulator action · France
Credit Suisse Capital LLC
Company · Regulator action · United States
Barclays Bank PLC
Company · Regulator action · United Kingdom
HSBC Bank USA
Company · Regulator action · United States
Algo FX Capital Advisor LLC.
Company · Regulator action · United States

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Topics

777Regulator action 31Bank 6Financial services 3Public listed company 2Politician 1Fraud 1Trade risk 1Person of interest 1Regulator warning

Data sources

1,139US CFTC Enforcement Actions 25Business Identifier Code (BIC) Reference Data 13US Federal Reserve Enforcement Actions 12Wikidata 6US FATCA Foreign Financial Institution (FFI) List 6US OFAC Enforcement Actions 3Legal Entity Identifier (LEI) Reference Data 3Global Energy Ownership Tracker 2EU ESMA Suspensions and Removals 2PermID Open Data

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Countries

272United States 13United Kingdom 12Israel 8Canada 6China 4United Arab Emirates 4Brazil 4Switzerland 3Australia 3France

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Search in: US CFTC Enforcement Actions

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