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Search in: US CFTC Enforcement Actions

Filtered: Companies US CFTC Enforcement Actions

Search guide · Data current as of 2026-02-09

ALLIANZ GLOBAL INVESTORS U.S. LLC
Company · Regulator action · United States
Ikkurty Capital LLC
Company · Regulator action · United States
HSBC Securities (USA) Inc.
Company · Regulator action · United States
Ares Global Ltd.
Company · Regulator action · Saint Lucia
The Options Clearing Corporation
Company · Regulator action · United States
Société Générale S.A.
Company · Regulator action · France
Credit Suisse Capital LLC
Company · Regulator action · United States
Barclays Bank PLC
Company · Regulator action · United Kingdom
HSBC Bank USA
Company · Regulator action · United States
Algo FX Capital Advisor LLC.
Company · Regulator action · United States
Traders Domain FX Ltd.
Company · Regulator action · Saint Vincent and the Grenadines
Forexcell
Company · Regulator action
Banco Santander
Company · Regulator action · Spain
WSB Investments Ltd.
Company · Regulator action · Anguilla · United Kingdom · Gibraltar · Saint Vincent and the Grenadines
NinjaTrader Clearing, LLC
Company · Regulator action · United States
K.E.L. Enterprises, Inc.
Company · Regulator action · United States
Gemini Trust Company LLC
Company · Regulator action · United States
Flip 2 Futures Trading Company LLC
Company · Regulator action · United States
Fintech Investment Group Inc.
Company · Regulator action · United States
Empires Consulting Corp.
Company · Regulator action · United States
Bank of America
Company · Regulator action
Punch Drunk Marketing LLC
Company · Regulator action · United States
Global E-Advantages LLC
Company · Regulator action · United States
Algo Capital LLC.
Company · Regulator action · United States
Easterday Ranches, Inc.
Company · Regulator action · United States