Statements: CFTC Orders Mizuho Capital Markets LLC to Pay $1.5 Million for Swap Portfolio Reconciliation, Other Compliance and Supervision Failures

Canonical ID: us-cftc-44e31dec36091c03e2b5bf3e8f85cceb540019c8 · Entity type: Article (reference)

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Article:titleCFTC Orders Mizuho Capital Markets LLC to Pay $1.5 Million for Swap Portfolio Reconciliation, Other Compliance and Supervision Failuresus_cftc_enforcement_actionsus-cftc-44e31dec36091c03e2b5bf3e8f85cceb540019c8
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