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Main & Prospect Capital, LLC

Regulator action

Main & Prospect Capital, LLC is an entity of interest. It has not been found on international sanctions lists.

Sanctions
Country	Authority	Program	Start date	End date
United States	U.S. Commodity Futures Trading Commission		-	-

Documents
Document	Date
Federal Court Orders California Man to Pay Over $600,000 for Commodity Pool Fraud	2022-06-15
Federal Court Orders California Man and His Company to Pay Over $7.6 million for Commodity Pool Fraud	2022-10-13

Entities subject to enforcement actions by the CFTC.

United States · CFTC

Source data IDs: us-cftc-3cd142ebbf05df7fdb7c63745c9105f2970b1844 · us-cftc-fb808f3506d416d4218503cc35e1f060a4e9a20c

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