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Regal Assets LLC

Regulator action

Regal Assets LLC is an entity of interest. It has not been found on international sanctions lists.

Sanctions
Country	Authority	Program	Start date	End date
United States	U.S. Commodity Futures Trading Commission		-	-

Documents
Document	Date
The CFTC and California Department of Financial Protection & Innovation Charge Los Angeles Area Precious Metals Dealer in $21 Million Fraudulent Scheme	2023-09-28
Federal Court Orders Precious Metals Dealer, its CEO and President to Pay $49M for Fraudulent Misappropriation Scheme	2024-10-25

Entities subject to enforcement actions by the CFTC.

United States · CFTC

Source data IDs: us-cftc-b8860ddc8ab09f1050799209abbcddc2f8296c8f · us-cftc-8f9031277fe59e9e35bf5f9d430c70f92154579e

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