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Nuveen Preferred Sec.&Inc.Opp.Registered Shares DL -,01

Regulator warning

Nuveen Preferred Sec.&Inc.Opp.Registered Shares DL -,01 is an entity of interest. It has not been found on international sanctions lists.

Type	Security				[sources]
Name	Nuveen Preferred Sec.&Inc.Opp.Registered Shares DL -,01				[sources]
Country	United States				[sources]
Financial Instrument Global Identifier	`BBG0037X8RJ5` · `BBG01FKYQ5M4`				[sources]
ISIN	`US67075A1060`				[sources]
Stock ticker symbol	`NU9` · `XJPIX`				[sources]
Type	Closed-End Fund				[sources]
Last change	2025-09-23	Last processed	2026-05-19	First seen	2025-09-23

Relationships

Data sources

EU ESMA Suspensions and Removals5,243

List of suspended and removed financial instruments, as published by the European Securities and Markets Authority (ESMA).

European Union · ESMA

External databases

The record has been enriched with data from the following external databases:

OpenFIGI Securities Information76,203

Securities with FIGI identifiers matching risk-linked companies

External dataset · OpenFIGI · non-official source

For experts: raw data explorer

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Sanctions
Country	Authority	Program	Start date	End date
Germany · European Union	Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)		2025-09-22	-

Issuer
Name	Country	Legal form	Status
Nuveen Preferred Securities & Income Opportunities Fund	-	-	-