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CFTC Orders Two Swap Execution Facilities to Pay $1.3 Million for Swap Data Reporting and Core Principle Violations

CFTC Orders Two Swap Execution Facilities to Pay $1.3 Million for Swap Data Reporting and Core Principle Violations is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2024-10-01				[sources]
Title	CFTC Orders Two Swap Execution Facilities to Pay $1.3 Million for Swap Data Reporting and Core Principle Violations				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-11-14	First seen	2025-08-15

Relationships

Related entities
Entity	Date
BGC Derivative Markets, L.P. Regulator action	2024-10-01
GFI Swaps Exchange, LLC Regulator action	2024-10-01

Data sources

US CFTC Enforcement Actions1,143

Entities subject to enforcement actions by the CFTC.

United States · CFTC

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