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CFTC Orders JPMorgan to Pay $75 Million for Widespread Use by Employees of Unapproved Communication Methods and Related Recordkeeping and Supervision Failures

CFTC Orders JPMorgan to Pay $75 Million for Widespread Use by Employees of Unapproved Communication Methods and Related Recordkeeping and Supervision Failures is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2021-12-17				[sources]
Title	CFTC Orders JPMorgan to Pay $75 Million for Widespread Use by Employees of Unapproved Communication Methods and Related Recordkeeping and Supervision Failures				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-09-29	First seen	2025-08-15

Relationships

Related entities
Entity	Date
JPMorgan Chase Bank, N.A. Regulator action	2021-12-17
J.P. Morgan Securities LLC Regulator action	2021-12-17

Data sources

US CFTC Enforcement Actions1,145

Entities subject to enforcement actions by the CFTC.

United States of America · CFTC

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