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CFTC Orders Interactive Brokers LLC to Pay a $1.75 Million Penalty for Supervision Failures

CFTC Orders Interactive Brokers LLC to Pay a $1.75 Million Penalty for Supervision Failures is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2021-09-28				[sources]
Title	CFTC Orders Interactive Brokers LLC to Pay a $1.75 Million Penalty for Supervision Failures				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-09-29	First seen	2025-08-15

Relationships

Related entities
Entity	Date
Interactive Brokers LLC Regulator action	2021-09-28

Data sources

US CFTC Enforcement Actions1,145

Entities subject to enforcement actions by the CFTC.

United States of America · CFTC

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