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CFTC Sanctions UBS AG $500,000 For Failing to Retain Certain Required Audio Recordings

CFTC Sanctions UBS AG $500,000 For Failing to Retain Certain Required Audio Recordings is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2021-10-14				[sources]
Title	CFTC Sanctions UBS AG $500,000 For Failing to Retain Certain Required Audio Recordings				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-08-15	First seen	2025-08-15

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Related entities
Entity	Date
UBS AG Regulator action	2021-10-14

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US CFTC Enforcement Actions1,248

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