Search OpenSanctions

CFTC Orders Futures Commission Merchant to Pay $500,000 for Supervision Failures Relating to Improper or Fictitious Trade Transfer Requests

CFTC Orders Futures Commission Merchant to Pay $500,000 for Supervision Failures Relating to Improper or Fictitious Trade Transfer Requests is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2022-09-29				[sources]
Title	CFTC Orders Futures Commission Merchant to Pay $500,000 for Supervision Failures Relating to Improper or Fictitious Trade Transfer Requests				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-08-15	First seen	2025-08-15

Relationships

Related entities
Entity	Date
ADM Investor Services Inc. Regulator action	2022-09-29

Data sources

US CFTC Enforcement Actions1,248

Entities subject to enforcement actions by the CFTC.

CFTC

For experts: raw data explorer

Factsheet Data sources

OpenSanctions is free for non-commercial users. Businesses must acquire a data license to use the dataset.

Use the API License in bulk