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Refinitiv US SEF LLC

Regulator action

Refinitiv US SEF LLC is an entity of interest. It has not been found on international sanctions lists.

Sanctions
Country	Authority	Program	Start date	End date
United States	U.S. Commodity Futures Trading Commission		-	-

Documents
Document	Date
CFTC Imposes $650,000 Penalty Against Refinitiv US SEF LLC for Swap Reporting Failures	2021-09-27

Entities subject to enforcement actions by the CFTC.

United States · CFTC

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