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CFTC Orders New York-Based Commodity Pool Operator and Commodity Trading Advisor to Pay $400,000 Penalty for Supervision Failures

CFTC Orders New York-Based Commodity Pool Operator and Commodity Trading Advisor to Pay $400,000 Penalty for Supervision Failures is an entity described in industry reference data. It is not linked to any risk indications in our database, and it has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2023-03-28				[sources]
Title	CFTC Orders New York-Based Commodity Pool Operator and Commodity Trading Advisor to Pay $400,000 Penalty for Supervision Failures				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2026-02-13	First seen	2025-08-15

Relationships

Related entities
Entity	Date
BBL Commodities LP Regulator action	2023-03-28

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US CFTC Enforcement Actions1,136

Entities subject to enforcement actions by the CFTC.

United States · CFTC

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