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CFTC Orders Four Financial Institutions to Pay Total of $260 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods

CFTC Orders Four Financial Institutions to Pay Total of $260 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2023-08-08				[sources]
Title	CFTC Orders Four Financial Institutions to Pay Total of $260 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2026-02-13	First seen	2025-08-15

Relationships

Related entities
Entity	Date
Bank of Montreal Regulator action	2023-08-08
Société Générale S.A. Regulator action	2023-08-08

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US CFTC Enforcement Actions1,139

Entities subject to enforcement actions by the CFTC.

United States · CFTC

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