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List of enforcement actions published by the CFTC, including respondent names and links to official documents.
The U.S. Commodity Futures Trading Commission (CFTC) publishes a list of enforcement actions taken against individuals and entities that have violated the Commodity Exchange Act (CEA) and CFTC regulations. This dataset includes details of enforcement actions, such as the names of respondents, case numbers, dates, and links to official documents. The data is collected from the official CFTC website and is intended to support due diligence, compliance, and investigative research.
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| Publisher: | U.S. Commodity Futures Trading Commission (CFTC) · United States The CFTC is an independent agency of the US government that regulates the U.S. derivatives markets, including futures, swaps, and certain kinds of options. | ||||||
| Collections: | in Enforcement Actions and Regulatory Notices · OpenSanctions Default | ||||||
| Information: | www.cftc.gov | ||||||
| Source data: | www.cftc.gov · HTML | ||||||
| Coverage: | added · frequency: weekly | ||||||
| Last processed: | 2025-08-11 15:30:18 · v. 20250811153018-jle | ||||||
| Last change: | |||||||
Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.
| File name | Export type | Size | |
|---|---|---|---|
entities.ftm.json | FollowTheMoney entities | 1 MB | |
names.txt | Target names text file | 20.59 KB | |
senzing.json | Senzing entity format | 453.42 KB | |
targets.nested.json | Targets as nested JSON | 1.02 MB | |
targets.simple.csv | Targets as simplified CSV | 187.99 KB |
Help: Using the data · model reference · delta updates · support · change log · licensing
You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.
| Use the Reconciliation API in OpenRefine: | |
For full-text search, use the /search endpoint: | |
For entity matching, use the /match endpoint: |
The following targeted entities have been added to this data source most recently:
| Added | Name | Type | Countries |
|---|---|---|---|
| Randy Rosseau | Person | United States of America | |
| Daniel Hewko | Person | United States of America | |
| SAEG Capital General Management LP | Company | United States of America | |
| Yas Castellum Financial LLC | Company | United States of America | |
| Timothy Stubbs | Person | ||
| K.E.L. Enterprises, Inc. | Company | United States of America | |
| CryptoBanxaTrade | Company | ||
| David William Negus-Romvari | Person | Canada | |
| HDR Global Services (Bermuda) Limited | Company | Bermuda | |
| Archie Rice | Person | United States of America | |
| First State Depository Company, LLC | Company | United States of America | |
| Ali Bazzi | Person | United States of America | |
| Robert Higgins | Person | United States of America | |
| Alla Skala | Person | ||
| Leah Donoso | Person | United States of America |
OpenSanctions is free for non-commercial users. Businesses must acquire a data license to use the dataset.