| United States | Financial Industry Regulatory Authority | - | - | - | |
| United States | Financial Industry Regulatory Authority | - | - | - | |
| United States | Financial Industry Regulatory Authority | - | - | - | |
| United States | Financial Industry Regulatory Authority | - | - | - | |
| United States | Financial Industry Regulatory Authority | - | - | - | |
| United States | Federal Reserve Board | US Federal Reserve Enforcement Actions | | | |
| United States | Financial Industry Regulatory Authority | - | - | - | |
| United States | Securities and Exchange Commission | - | - | - | |
| United States | Financial Industry Regulatory Authority | - | - | - | |
| United States | Financial Industry Regulatory Authority | - | - | - | |
| United States | Financial Industry Regulatory Authority | - | - | - | |
| United States | Financial Industry Regulatory Authority | - | - | - | |