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CFTC Orders 11 Financial Institutions to Pay Over $710 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods

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Morgan Stanley Regulator action
Jefferies Regulator action
Deutsche Bank Regulator action
Citi Regulator action
Nomura Regulator action
Credit Suisse Regulator action
Cantor Fitzgerald Regulator action
UBS Regulator action
Goldman Sachs & Co Regulator action
Bank of America Regulator action
Barclays Regulator action
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