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CFTC Orders 11 Financial Institutions to Pay Over $710 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods

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Barclays Regulator action
Credit Suisse Regulator action
Deutsche Bank Regulator action
UBS Regulator action
Bank of America Regulator action
Jefferies Regulator action
Morgan Stanley Regulator action
Nomura Regulator action
Citi Regulator action
Cantor Fitzgerald Regulator action
Goldman Sachs Regulator action
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