| Centurion Capital Group Inc. Regulator action | | |
| Algo FX Capital Advisor LLC. Regulator action | | |
| Steven Likos Regulator action | | |
| Archie Rice Regulator action | | |
| David William Negus-Romvari Regulator action | | |
| Robert Collazo Jr. Regulator action | | |
| Fredirick Safranko Regulator action | | |
| Ares Global Ltd. Regulator action | | |
| Gabriel Beltran Regulator action | | |
| Michael Shannon Sims Regulator action | | |
| Traders Domain FX Ltd. Regulator action | | |
| Alejandro Santiestaban Regulator action | | |
| Juan Herman Regulator action | | |
| Algo Capital LLC. Regulator action | | |
| Holton Buggs Jr. Regulator action | | |
| John Fortini Regulator action | | |