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Search in: Enforcement Actions and Regulatory Notices

Filtered: Enforcement Actions and Regulatory Notices US CFTC Enforcement Actions

Search guide · Data current as of 2025-09-29

Or Patreanu
Person · Regulator action · Israel
Expected Value Plus Ltd.
Company · Regulator action · Seychelles
Snir Hananya
Person · Regulator action · Italy
Elijah Samson
Person · Regulator action · Germany
Artem Prokopenko
Person · Regulator action · Ukraine
J.P. Morgan Securities LLC
Company · Regulator action · United States of America
ALLIANZ GLOBAL INVESTORS U.S. LLC
Company · Regulator action · United States of America
Alexander Spellane
Person · Regulator action · United States of America
Paul Greenwood
Person · Regulator action
Ikkurty Capital LLC
Company · Regulator action · United States of America
HSBC Securities (USA) Inc.
Company · Regulator action · United States of America
TruBlueFX
Company · Regulator action · Saint Lucia
The Options Clearing Corporation
Company · Regulator action · United States of America
Interactive Brokers LLC
Company · Regulator action · United States of America
Credit Suisse Capital LLC
Company · Regulator action · United States of America
Algo FX Capital Advisor LLC
Company · Regulator action · United States of America
The Traders Domain
Company · Regulator action · Saint Vincent and the Grenadines
Forexcell
Company · Regulator action
Juan Herman
Person · Regulator action · United States of America
WSB Investments Ltd.
Company · Regulator action · Anguilla · United Kingdom · Gibraltar · Saint Vincent and the Grenadines
Shade-Johnson Kelly
Person · Regulator action · United States of America
NinjaTrader Clearing, LLC
Company · Regulator action · United States of America
Casper Mikkelsen
Person · Regulator action · Denmark
Daniel Adam Hewko
Person · Regulator action · United States of America
K.E.L. Enterprises, Inc.
Company · Regulator action · United States of America