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Search guide · Data current as of 2025-10-12

CFTC Charges Florida Man and His Company in Connection with a Foreign Currency Fraudulent Solicitation Scheme
Article
CFTC Charges New Jersey-Based Entities and Individuals With Multi-Million Dollar Forex Fraud
Article
Federal Court Orders Defendant to Pay More Than $2 Million for Operating Commodity Pool Fraud Scheme
Article
CFTC Charges Five Defendants with Fraudulent Digital Assets Trading Scheme
Article
CFTC Charges Avraham Eisenberg with Manipulative and Deceptive Scheme to Misappropriate Over $110 million from Mango Markets, a Digital Asset Exchange
Article
FalconForexBot
Company · Regulator action
CFTC Orders Starberry Limited to Pay Over $1.37 Million for Failing to Register as a Futures Commission Merchant
Article
CFTC Charges Swap Dealer for Failure to Supervise Valuation Activities on Two Derivatives Trading Desks
Article
CFTC Sanctions UBS AG $500,000 For Failing to Retain Certain Required Audio Recordings
Article
CFTC Charges Unregistered Commodity Pool Operator and Its Owner with Futures Fraud and Misappropriation
Article
CFTC Orders Unregistered Pool Operator and its Managing Member to Pay More than $520,000 for Fraud Violations
Article
CFTC Orders TD Bank to Pay $4 Million for Supervision Failures Impacting its Electronic Communications Surveillance System
Article
Dwayne Golden
Person · Regulator action · United States of America
Smart Magnetic Ltd.
Company · Regulator action
DARMA, LLC
Company · Regulator action · Puerto Rico
CFTC Orders Brazilian and Swiss Sugar Companies to Pay $750,000 for Wash Sales
Article
Global Buck Invest
Company · Regulator action
Walleye Capital LLC
Company · Regulator action · United States of America
CFTC Charges Nevada Metals Trader with Spoofing in Gold and Silver Markets
Article
Amaggi Exportação e Importação Ltda
Company · Regulator action · Brazil
Federal Court Orders UK Firms, Residents from China, Oklahoma to Pay $19M in CFTC Fraud Case
Article
Propex Derivatives Pty Ltd.
Company · Regulator action · Australia
CFTC Charges Four Individuals and a Seychelles Company with Operating a Fraudulent Digital Assets Trading Scheme and Misappropriation
Article
CFTC Orders Futures Commission Merchant to Pay $500,000 for Supervision Failures Relating to Improper or Fictitious Trade Transfer Requests
Article
Michael T. Zatorski
Person · Regulator action · United States of America

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Topics

782Regulator action 22Bank 5Financial services 1Politician

Data sources

1,145US CFTC Enforcement Actions 22Business Identifier Code (BIC) Reference Data 12Wikidata 5US FATCA Foreign Financial Institution (FFI) List 5US Federal Reserve Enforcement Actions 1US FDIC Failed Banks 1US FINRA Enforcement Actions

Countries

269United States of America 13United Kingdom 12Israel 7Canada 6China 4United Arab Emirates 4Brazil 4Switzerland 3Australia 3Seychelles

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