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Search in: Enforcement Actions and Regulatory Notices

Filtered: Enforcement Actions and Regulatory Notices US CFTC Enforcement Actions

Search guide · Data current as of 2026-01-02

Banco Santander
Company · Regulator action · Spain
Juan Herman
Person · Regulator action · United States
WSB Investments Ltd.
Company · Regulator action · Anguilla · United Kingdom · Gibraltar · Saint Vincent and the Grenadines
Sean L. Kelly
Person · Regulator action · United States
NinjaTrader Clearing, LLC
Company · Regulator action · United States
Casper Mikkelsen
Person · Regulator action · Denmark
Daniel Adam Hewko
Person · Regulator action · United States
K.E.L. Enterprises, Inc.
Company · Regulator action · United States
Gemini Trust Company LLC
Company · Regulator action · United States
Dwight A. Foster
Person · Regulator action · United States
Rajiv Patel
Person · Regulator action
Flip 2 Futures Trading Company LLC
Company · Regulator action · United States
Alejandro Santiestaban
Person · Regulator action · United States
Fintech Investment Group Inc.
Company · Regulator action · United States
Empires Consulting Corp.
Company · Regulator action · United States
Bank of America
Company · Regulator action
Punch Drunk Marketing LLC
Company · Regulator action · United States
Jeffrey Ikahn
Person · Regulator action
Global E-Advantages LLC
Company · Regulator action · United States
Algo Capital LLC.
Company · Regulator action · United States
Easterday Ranches, Inc.
Company · Regulator action · United States
Elijah Bryant III
Person · Regulator action · United States
Steven Likos
Person · Regulator action · United States
Jared J. Davis
Person · Regulator action
Michael Frederick Staryk
Person · Regulator action · United States