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Search in: US CFTC Enforcement Actions

Filtered: Companies US CFTC Enforcement Actions

Search guide · Data current as of 2025-12-19

BNP Paribas, S.A.
Company · Trade risk · Regulator action · Regulator warning · France
THE TORONTO-DOMINION BANK
Company · Person of interest · Regulator action · Canada · Singapore · Taiwan · United States
Natixis
Company · Regulator action · France
Bank of Montreal
Company · Regulator action · Canada · United States
Citigroup Global Markets Limited
Company · Regulator action · United Kingdom
JPMorgan Chase Bank, N.A.
Company · Regulator action · United States
Wells Fargo Securities LLC
Company · Regulator action · United States
Taishin Securities Co., Ltd
Company · Regulator action · Taiwan
Bank of New York Mellon
Company · Regulator action · United States
BNP PARIBAS SECURITIES CORP
Company · Regulator action · United States
The Bank of Nova Scotia
Company · Regulator action · Canada
Canadian Imperial Bank of Commerce
Company · Regulator action · Canada
SG AMERICAS SECURITIES LLC
Company · Regulator action · United States
MERRILL LYNCH COMMODITIES INC
Company · Regulator action · United States
Deutsche Bank AG
Company · Regulator action · Germany
Credit Suisse Securities (Europe) Limited
Company · Regulator action · United Kingdom
ADM INVESTOR SERVICES, INC.
Company · Regulator action · United States
SCOTIA CAPITAL USA INC
Company · Regulator action · United States
Mizuho Capital Markets LLC
Company · Regulator action · United States
WEDBUSH SECURITIES INC
Company · Regulator action · United States
Expected Value Plus Ltd.
Company · Regulator action · Seychelles
Interactive Brokers LLC
Company · Regulator action · United States
Trade Xtix Coins
Company · Fraud · Regulator action
J.P. Morgan Securities LLC
Company · Regulator action · United States
ALLIANZ GLOBAL INVESTORS U.S. LLC
Company · Regulator action · United States