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Search in: US CFTC Enforcement Actions

Filtered: Companies US CFTC Enforcement Actions

Search guide · Data current as of 2025-08-11

SAEG Capital General Management LP
Company · Regulator action · United States of America
Yas Castellum Financial LLC
Company · Regulator action · United States of America
K.E.L. Enterprises, Inc.
Company · Regulator action · United States of America
CryptoBanxaTrade
Company · Regulator action
HDR Global Services (Bermuda) Limited
Company · Regulator action · Bermuda
First State Depository Company, LLC
Company · Regulator action · United States of America
CQC Impact Investors LLC
Company · Regulator action
BAZUR Spol. S.R.O.
Company · Regulator action · Slovakia
Ikkurty Capital LLC
Company · Regulator action · United States of America
J.P. Morgan Securities plc
Company · Regulator action
Aipu Limited
Company · Regulator action · United Kingdom
Main & Prospect Capital, LLC
Company · Regulator action
Jafia LLC
Company · Regulator action · United States of America
Gemini Trust Company LLC
Company · Regulator action · United States of America
Taishin Securities Co., Ltd.
Company · Regulator action · Taiwan
Coquest Inc.
Company · Regulator action · United States of America
EOX Holdings LLC
Company · Regulator action · United States of America
Marex Spectron International Limited
Company · Regulator action · United Kingdom
Centurion Capital Group Inc.
Company · Regulator action · United States of America
Notus LLC
Company · Regulator action · United States of America
HSBC Securities (USA) Inc.
Company · Regulator action · United States of America
TruBlueFX
Company · Regulator action · Saint Lucia
Tyche Asset Management LLC
Company · Regulator action
CapitalStorm LLC
Company · Regulator action · United States of America
Bluprint LLC
Company · Regulator action · United States of America

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Topics

556Regulator action 22Bank 4Financial services

Data sources

556US CFTC Enforcement Actions 22Business Identifier Code (BIC) Reference Data 4US FATCA Foreign Financial Institution (FFI) List 2US Federal Reserve Enforcement Actions 1US FDIC Failed Banks

Countries

151United States of America 12United Kingdom 4Canada 4Switzerland 3Australia 3Seychelles 3Saint Vincent and the Grenadines 2United Arab Emirates 2Bermuda 2Brazil

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Search in: US CFTC Enforcement Actions