Statements: CFTC Sanctions UBS AG $500,000 For Failing to Retain Certain Required Audio Recordings

Canonical ID: us-cftc-2f3b61e73e070327094199c1cdea2a8d77e649d7 · Entity type: Article (reference)

This table shows statement-based, sourced records from our database. For more context, learn about how OpenSanctions stores information.

Property	Value	Source dataset	Source ID	First seen
`Article:id`	511bfdacb95f52aca5f13fccdb66b14876bc91eb	us_cftc_enforcement_actions	`us-cftc-2f3b61e73e070327094199c1cdea2a8d77e649d7`	2025-08-15
`Article:publishedAt`	2021-10-14	us_cftc_enforcement_actions	`us-cftc-2f3b61e73e070327094199c1cdea2a8d77e649d7`	2025-08-15
`Article:sourceUrl`	https://www.cftc.gov/PressRoom/PressReleases/8448-21	us_cftc_enforcement_actions	`us-cftc-2f3b61e73e070327094199c1cdea2a8d77e649d7`	2025-08-15
`Article:title`	CFTC Sanctions UBS AG $500,000 For Failing to Retain Certain Required Audio Recordings	us_cftc_enforcement_actions	`us-cftc-2f3b61e73e070327094199c1cdea2a8d77e649d7`	2025-08-15