Statements: CFTC Orders Mizuho Capital Markets LLC to Pay $1.5 Million for Swap Portfolio Reconciliation, Other Compliance and Supervision Failures

Canonical ID: us-cftc-44e31dec36091c03e2b5bf3e8f85cceb540019c8 · Entity type: Article (reference)

PropertyValueLangSource datasetSource IDFirst seen
Article:id63002ba23910f13b747fdf30934e59fd9c5c0604us_cftc_enforcement_actionsus-cftc-44e31dec36091c03e2b5bf3e8f85cceb540019c8
Article:publishedAt2021-09-27us_cftc_enforcement_actionsus-cftc-44e31dec36091c03e2b5bf3e8f85cceb540019c8
Article:sourceUrl https://www.cftc.gov/PressRoom/PressReleases/8429-21us_cftc_enforcement_actionsus-cftc-44e31dec36091c03e2b5bf3e8f85cceb540019c8
Article:titleCFTC Orders Mizuho Capital Markets LLC to Pay $1.5 Million for Swap Portfolio Reconciliation, Other Compliance and Supervision Failuresus_cftc_enforcement_actionsus-cftc-44e31dec36091c03e2b5bf3e8f85cceb540019c8
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Raw data: CFTC Orders Mizuho Capital Markets LLC to Pay $1.5 Million for Swap Portfolio Reconciliation, Other Compliance and Supervision Failures - OpenSanctions