Statements: CFTC Orders Piper Sandler to Pay $2 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods

Canonical ID: us-cftc-59712fbbae030a7e3d44ccbe9f17f50fc979cc83 · Entity type: Article (reference)

This table shows statement-based, sourced records from our database. For more context, learn about how OpenSanctions stores information.

Property		Value	Lang	Source dataset		Source ID	First seen
`Article:publishedAt`		2024-09-23		us_cftc_enforcement_actions		`us-cftc-59712fbbae030a7e3d44ccbe9f17f50fc979cc83`	2025-08-15