Statements: CFTC Orders U.S. Bank to Pay $6 Million and Oppenheimer to Pay $1 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods

Canonical ID: us-cftc-7d6c8e566d078aca2dc9242bdd88bc6e4450dd99 · Entity type: Article (reference)

This table shows statement-based, sourced records from our database. For more context, learn about how OpenSanctions stores information.

Property	Value	Source dataset	Source ID	First seen
`Article:id`	4903a7ab16065028cf362363e49e908fd5a96f2e	us_cftc_enforcement_actions	`us-cftc-7d6c8e566d078aca2dc9242bdd88bc6e4450dd99`	2025-08-15
`Article:publishedAt`	2024-03-19	us_cftc_enforcement_actions	`us-cftc-7d6c8e566d078aca2dc9242bdd88bc6e4450dd99`	2025-08-15
`Article:sourceUrl`	https://www.cftc.gov/PressRoom/PressReleases/8880-24	us_cftc_enforcement_actions	`us-cftc-7d6c8e566d078aca2dc9242bdd88bc6e4450dd99`	2025-08-15
`Article:title`	CFTC Orders U.S. Bank to Pay $6 Million and Oppenheimer to Pay $1 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods	us_cftc_enforcement_actions	`us-cftc-7d6c8e566d078aca2dc9242bdd88bc6e4450dd99`	2025-08-15