Statements: CFTC Orders Interactive Brokers to Pay $20 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods

Canonical ID: us-cftc-9f4db8efa2ab88a2ce6172f1abbaa63174437964 · Entity type: Article (reference)

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Property	Value	Source dataset	Source ID	First seen
`Article:id`	57078721612e95e4441ad863e9d706cf98ccfee0	us_cftc_enforcement_actions	`us-cftc-9f4db8efa2ab88a2ce6172f1abbaa63174437964`	2025-08-15
`Article:publishedAt`	2023-09-29	us_cftc_enforcement_actions	`us-cftc-9f4db8efa2ab88a2ce6172f1abbaa63174437964`	2025-08-15
`Article:sourceUrl`	https://www.cftc.gov/PressRoom/PressReleases/8794-23	us_cftc_enforcement_actions	`us-cftc-9f4db8efa2ab88a2ce6172f1abbaa63174437964`	2025-08-15
`Article:title`	CFTC Orders Interactive Brokers to Pay $20 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods	us_cftc_enforcement_actions	`us-cftc-9f4db8efa2ab88a2ce6172f1abbaa63174437964`	2025-08-15