Statements: CFTC Orders TD Bank and Cowen to Pay Civil Monetary Penalties for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods

Canonical ID: us-cftc-a5b4fc23cb47963ea989ce1577650549e1523525 · Entity type: Article (reference)

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Property	Value	Source dataset	Source ID	First seen
`Article:id`	c5df7033158bcfeb704496a735667a809997285d	us_cftc_enforcement_actions	`us-cftc-a5b4fc23cb47963ea989ce1577650549e1523525`	2025-08-15
`Article:publishedAt`	2024-08-14	us_cftc_enforcement_actions	`us-cftc-a5b4fc23cb47963ea989ce1577650549e1523525`	2025-08-15
`Article:sourceUrl`	https://www.cftc.gov/PressRoom/PressReleases/8943-24	us_cftc_enforcement_actions	`us-cftc-a5b4fc23cb47963ea989ce1577650549e1523525`	2025-08-15
`Article:title`	CFTC Orders TD Bank and Cowen to Pay Civil Monetary Penalties for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods	us_cftc_enforcement_actions	`us-cftc-a5b4fc23cb47963ea989ce1577650549e1523525`	2025-08-15