Statements: CFTC Orders Tradition SEF LLC to Pay $875,000 for System Safeguards Violations and Failing to Provide Records Promptly During CFTC Examination

Canonical ID: us-cftc-b19c9e9c5f5e631018c3f139caffc6fdd0559be0 · Entity type: Article (reference)

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Article:id1beb06a9847fe50c62fffbf6e1f699ce5e05f9a2us_cftc_enforcement_actionsus-cftc-b19c9e9c5f5e631018c3f139caffc6fdd0559be0
Article:publishedAt2024-10-01us_cftc_enforcement_actionsus-cftc-b19c9e9c5f5e631018c3f139caffc6fdd0559be0
Article:sourceUrl https://www.cftc.gov/PressRoom/PressReleases/8989-24us_cftc_enforcement_actionsus-cftc-b19c9e9c5f5e631018c3f139caffc6fdd0559be0
Article:titleCFTC Orders Tradition SEF LLC to Pay $875,000 for System Safeguards Violations and Failing to Provide Records Promptly During CFTC Examinationus_cftc_enforcement_actionsus-cftc-b19c9e9c5f5e631018c3f139caffc6fdd0559be0
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