Statements: CFTC Orders Swap Dealer to Pay $1.5 Million Penalty for Position Limit Violations, and Supervision and Position Limit Monitoring Failures

Canonical ID: us-cftc-e487e0ec603af89b03195723d76585a8b3d5ff88 · Entity type: Article (reference)

PropertyValueLangSource datasetSource IDFirst seen
Article:idbd217eb6718776239413ea9b94c9d7e872d71775us_cftc_enforcement_actionsus-cftc-e487e0ec603af89b03195723d76585a8b3d5ff88
Article:publishedAt2024-09-25us_cftc_enforcement_actionsus-cftc-e487e0ec603af89b03195723d76585a8b3d5ff88
Article:sourceUrl https://www.cftc.gov/PressRoom/PressReleases/8982-24us_cftc_enforcement_actionsus-cftc-e487e0ec603af89b03195723d76585a8b3d5ff88
Article:titleCFTC Orders Swap Dealer to Pay $1.5 Million Penalty for Position Limit Violations, and Supervision and Position Limit Monitoring Failuresus_cftc_enforcement_actionsus-cftc-e487e0ec603af89b03195723d76585a8b3d5ff88
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