Statements: Merrill Lynch Pierce Fenner and Smith Incorporated

Canonical ID: us-finra-merrill-lynch-pierce-fenner-and-smith-incorporated · Entity type: LegalEntity (reference)

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Property	Value	Lang	Source dataset	Source ID	First seen
`LegalEntity:country`	us	eng	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-and-smith-incorporated`	2024-04-26
`LegalEntity:id`	fc6d6e40702e984c9a1315cb0bf946112965f0c6	eng	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-and-smith-incorporated`	2025-11-11
`LegalEntity:id`	ce7c1e325714065c33f23310f10c6b22e8620bdb	eng	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-and-smith-incorporated`	2024-05-10
`LegalEntity:id`	0708a096118d6b58a965ff032c83b1a0b676971c	eng	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-and-smith-incorporated`	2025-11-10
`LegalEntity:name`	Merrill Lynch, Pierce, Fenner and Smith Incorporated	eng	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-and-smith-incorporated`	2024-04-26
`LegalEntity:name`	MERRILL LYNCH PIERCE FENNER AND SMITH INCORPORATED	eng	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-and-smith-incorporated`	2025-11-10
`LegalEntity:name`	Merrill Lynch Pierce Fenner and Smith Incorporated	eng	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-and-smith-incorporated`	2025-11-11
`LegalEntity:topics`	reg.action	eng	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-and-smith-incorporated`	2024-05-10