Search OpenSanctions

J.P. Morgan Securities plc

Regulator action

J.P. Morgan Securities plc is an entity of interest. It has not been found on international sanctions lists.

Type	Company				[sources]
Name	J.P. Morgan Securities plc · J.P. Morgan Securities, plc				[sources]
Incorporation date	not available				[sources]
Jurisdiction	not available				[sources]
Registration number	not available				[sources]
Last change	2025-08-10	Last processed	2025-11-28	First seen	2025-08-10

Sanctions
Country	Authority	Program	Start date	End date
United States	U.S. Commodity Futures Trading Commission		-	-

Documents
Document	Date
CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations	2023-09-29
CFTC Orders JPMorgan to Pay $75 Million for Widespread Use by Employees of Unapproved Communication Methods and Related Recordkeeping and Supervision Failures	2021-12-17

Entities subject to enforcement actions by the CFTC.

United States · CFTC

Source data IDs: us-cftc-995a05bb513a4435e557bdd31ecea8fe7b3e9977 · us-cftc-5f9447b2258cf84c43ab4d6ba4d0378592dd2df5

OpenSanctions is free for non-commercial users. Businesses must acquire a data license to use the dataset.