Search OpenSanctions

HSBC Securities (USA) Inc.

Bank · Regulator action

HSBC Securities (USA) Inc. is an entity of interest. It has not been found on international sanctions lists.

Type	Company				[sources]
Name	HSBC Securities (USA) Inc.				[sources]
Incorporation date	not available				[sources]
Jurisdiction	not available				[sources]
Country	United States of America				[sources]
Registration number	not available				[sources]
SWIFT/BIC	`JCSIUS33`				[sources]
Address	66 HUDSON BOULEVARD NEW YORK 10001 UNITED STATES OF AMERICA · 66 HUDSON BOULEVARD NEW YORK,NY NEW YORK,NY 10001 UNITED STATES OF AMERICA				[sources]
Last change	2025-08-10	Last processed	2025-09-09	First seen	2023-03-16

Sanctions
Country	Authority	Program	Start date	End date
United States of America	U.S. Commodity Futures Trading Commission		-	-

Documents
Document	Date
CFTC Orders HSBC to Pay a $30 Million Penalty for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods	2023-05-12

Reference data for SWIFT BIC code, including bank names and addresses

SWIFT

Entities subject to enforcement actions by the CFTC.

United States of America · CFTC

Source data IDs: bic-JCSIUS33 · us-cftc-dfd2553d9b6ae30c836ede09244d77030b303e64 · lei-CYYGQCGNHMHPSMRL3R97

OpenSanctions is free for non-commercial users. Businesses must acquire a data license to use the dataset.