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SCOTIA CAPITAL USA INC

Bank · Regulator action

SCOTIA CAPITAL USA INC is an entity of interest. It has not been found on international sanctions lists.

Type	Company				[sources]
Name	SCOTIA CAPITAL USA INC · Scotia Capital USA Inc.				[sources]
Other name	BNS Affiliates				[sources]
Incorporation date	not available				[sources]
Jurisdiction	not available				[sources]
Country	United States				[sources]
Registration number	not available				[sources]
SWIFT/BIC	`NOSCUS3S`				[sources]
Address	250 VESEY STREET FLOOR 24 NEW YORK,NY NEW YORK,NY 10281 UNITED STATES OF AMERICA · ONE LIBERTY PLAZA FLOOR 24 250 VESEY STREET NEW YORK 10281 UNITED STATES OF AMERICA				[sources]
Last change	2025-08-10	Last processed	2025-11-02	First seen	2023-03-16

Sanctions
Country	Authority	Program	Start date	End date
United States	U.S. Commodity Futures Trading Commission		-	-

Documents
Document	Date
CFTC Orders The Bank of Nova Scotia to Pay a $15 Million Penalty for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods	2023-05-11

Reference data for SWIFT BIC code, including bank names and addresses

Global · SWIFT

Entities subject to enforcement actions by the CFTC.

United States · CFTC

Source data IDs: us-cftc-02cf86de7999d9f105a049402f06cbf29cf6d425 · bic-NOSCUS3S

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