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J.P. Morgan Securities LLC

Bank · Regulator action

J.P. Morgan Securities LLC is an entity of interest. It has not been found on international sanctions lists.

Type	Company				[sources]
Name	J.P. Morgan Securities LLC				[sources]
Incorporation date	not available				[sources]
Jurisdiction	not available				[sources]
Country	United States				[sources]
Registration number	not available				[sources]
SWIFT/BIC	`BEARUS33` · `JPMSUS3X`				[sources]
Address	383 MADISON AVENUE NEW YORK 10179 UNITED STATES OF AMERICA · 383 MADISON AVENUE NEW YORK,NY NEW YORK,NY 10179 UNITED STATES OF AMERICA				[sources]
Last change	2025-08-10	Last processed	2025-11-07	First seen	2023-03-16

Sanctions
Country	Authority	Program	Start date	End date
United States	U.S. Commodity Futures Trading Commission		-	-

Documents
Document	Date
CFTC Orders JPMorgan to Pay $75 Million for Widespread Use by Employees of Unapproved Communication Methods and Related Recordkeeping and Supervision Failures	2021-12-17
CFTC Orders J.P. Morgan to Pay $200 Million for Supervision Failures	2024-05-23

Reference data for SWIFT BIC code, including bank names and addresses

Global · SWIFT

Entities subject to enforcement actions by the CFTC.

United States · CFTC

Source data IDs: bic-JPMSUS3X · us-cftc-e68ad4f26e1f0fc1e7635287420c2e0b4d1ebe70 · bic-BEARUS33 · lei-ZBUT11V806EZRVTWT807

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