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Tradewale LLC

Regulator action

Tradewale LLC is an entity of interest. It has not been found on international sanctions lists.

Sanctions
Country	Authority	Program	Start date	End date
United States of America	U.S. Commodity Futures Trading Commission		-	-

Documents
Document	Date
CFTC Charges Unregistered Commodity Trading Advisor, its Manager and a Managed Fund with Misappropriation and Fraud	2021-09-29
Federal Court Orders Unregistered Commodity Trading Advisor, Its Manager, and a Managed Fund to Pay Over $2.8 Million in Monetary Sanctions for Fraudulent Retail Forex Fund Scheme	2023-12-28

Entities subject to enforcement actions by the CFTC.

United States of America · CFTC

Source data IDs: us-cftc-ce24e291c8dfc3847e149320b2b7bd69b191111a · us-cftc-06115db60c03a6c001950b9d93c0b2e6b7cbe995

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