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Mizuho Capital Markets LLC

Bank · Regulator action

Mizuho Capital Markets LLC is an entity of interest. It has not been found on international sanctions lists.

Type	Company				[sources]
Name	Mizuho Capital Markets LLC				[sources]
Alias	Mizuho Capital				[sources]
Incorporation date	not available				[sources]
Jurisdiction	not available				[sources]
Country	United States				[sources]
Registration number	not available				[sources]
SWIFT/BIC	`FCMCUS33` · `FCMCUS34`				[sources]
Address	1271 AVENUE OF THE AMERICAS NEW YORK 10020 UNITED STATES OF AMERICA · 1271 AVENUE OF THE AMERICAS NEW YORK,NY NEW YORK,NY 10020 UNITED STATES OF AMERICA				[sources]
Last change	2025-08-10	Last processed	2025-11-28	First seen	2023-03-16

Relationships

Sanctions
Country	Authority	Program	Start date	End date
United States	U.S. Commodity Futures Trading Commission		-	-

Documents
Document	Date
Swap Dealer Pays Over $6.8 Million for Violations of Swap Dealer Business Conduct Standards	2023-04-25
CFTC Orders Mizuho Capital Markets LLC to Pay $1.5 Million for Swap Portfolio Reconciliation, Other Compliance and Supervision Failures	2021-09-27

Data sources

US CFTC Enforcement Actions1,130

Entities subject to enforcement actions by the CFTC.

United States · CFTC

Business Identifier Code (BIC) Reference Data32,439

Reference data for SWIFT BIC code, including bank names and addresses

Global · SWIFT

Source data IDs: NK-6r8J34Zooyfg9eZcjf4bLN · bic-FCMCUS34 · bic-FCMCUS33 · us-cftc-f7d4cc7081a4f392461d98d1d3483cc293237296 · lei-OV6W8S6QX2D1J857QP30 · us-cftc-7d95207e8f07c5c4dce3e316a8222459b10db004

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Factsheet Data sources

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