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CFTC Imposes $650,000 Penalty Against Refinitiv US SEF LLC for Swap Reporting Failures

CFTC Imposes $650,000 Penalty Against Refinitiv US SEF LLC for Swap Reporting Failures is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2021-09-27				[sources]
Title	CFTC Imposes $650,000 Penalty Against Refinitiv US SEF LLC for Swap Reporting Failures				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-11-28	First seen	2025-08-15

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Related entities
Entity	Date
Refinitiv US SEF LLC Regulator action	2021-09-27

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US CFTC Enforcement Actions1,144

Entities subject to enforcement actions by the CFTC.

United States · CFTC

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