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CFTC Orders Wisconsin Resident and Company to Pay Over $190,000 for Failing to Register as an Introducing Broker and Other Violations

CFTC Orders Wisconsin Resident and Company to Pay Over $190,000 for Failing to Register as an Introducing Broker and Other Violations is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2022-09-26				[sources]
Title	CFTC Orders Wisconsin Resident and Company to Pay Over $190,000 for Failing to Register as an Introducing Broker and Other Violations				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-11-28	First seen	2025-08-15

Relationships

Related entities
Entity	Date
Jason Gospodarek Regulator action	2022-09-26
Quantum Financial Network, LLC Regulator action	2022-09-26

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US CFTC Enforcement Actions1,144

Entities subject to enforcement actions by the CFTC.

United States · CFTC

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