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CFTC Charges New York Introducing Broker with Failing to Maintain Required Audio Recordings

CFTC Charges New York Introducing Broker with Failing to Maintain Required Audio Recordings is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2022-09-23				[sources]
Title	CFTC Charges New York Introducing Broker with Failing to Maintain Required Audio Recordings				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-09-29	First seen	2025-08-15

Relationships

Related entities
Entity	Date
XP Investments US, LLC Regulator action	2022-09-23

Data sources

US CFTC Enforcement Actions1,145

Entities subject to enforcement actions by the CFTC.

United States of America · CFTC

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