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CFTC Orders Goldman Sachs to Pay $5.5 Million for Recordkeeping Violations and Violating a Prior Commission Order

CFTC Orders Goldman Sachs to Pay $5.5 Million for Recordkeeping Violations and Violating a Prior Commission Order is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2023-08-29				[sources]
Title	CFTC Orders Goldman Sachs to Pay $5.5 Million for Recordkeeping Violations and Violating a Prior Commission Order				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-09-09	First seen	2025-08-15

Relationships

Related entities
Entity	Date
Goldman Sachs Regulator action	2023-08-29

Data sources

US CFTC Enforcement Actions1,195

Entities subject to enforcement actions by the CFTC.

United States of America · CFTC

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