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CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations

CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2023-09-29				[sources]
Title	CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-11-28	First seen	2025-08-15

Relationships

Related entities
Entity	Date
Bank of America Regulator action	2023-09-29
JPMorgan Chase Bank, N.A. Regulator action	2023-09-29

Data sources

US CFTC Enforcement Actions1,143

Entities subject to enforcement actions by the CFTC.

United States · CFTC

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