Search OpenSanctions

CFTC Orders 11 Financial Institutions to Pay Over $710 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods

CFTC Orders 11 Financial Institutions to Pay Over $710 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods is an entity of interest. It has not been found on international sanctions lists.

Type	Article				[sources]
Author	not available				[sources]
Published on	2022-09-27				[sources]
Title	CFTC Orders 11 Financial Institutions to Pay Over $710 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods				[sources]
Source link	www.cftc.gov				[sources]
Last change	2025-08-15	Last processed	2025-10-14	First seen	2025-08-15

Relationships

Related entities
Entity	Date
Barclays Regulator action	2022-09-27
Deutsche Bank Regulator action	2022-09-27

Show more (11)

Data sources

US CFTC Enforcement Actions1,143

Entities subject to enforcement actions by the CFTC.

United States · CFTC

For experts: raw data explorer

Factsheet Data sources

OpenSanctions is free for non-commercial users. Businesses must acquire a data license to use the dataset.

Use the API License in bulk