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| Type | Company | [sources] | |||
|---|---|---|---|---|---|
| Name | UBS Securities LLC | [sources] | |||
| Incorporation date | not available | [sources] | |||
| Jurisdiction | not available | [sources] | |||
| Registration number | not available | [sources] | |||
| Last change | Last processed | First seen | |||
Entities subject to enforcement actions by the CFTC.
United States of America · CFTC
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| Linked from | ||||
|---|---|---|---|---|
| Subject | Role | Start date | End date | |
| UBS AG Regulator action | Registered futures commission merchant, commodity pool operator, and commodity trading advisor | - | - | |