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BNP Paribas Prime Brokerage Inc.

Regulator action

BNP Paribas Prime Brokerage Inc. is an entity of interest. It has not been found on international sanctions lists.

Type	Legal entity				[sources]
Name	BNP PARIBAS PRIME BROKERAGE INC. · BNP Paribas Prime Brokerage Inc.				[sources]
Legal form	not available				[sources]
Country	United States of America				[sources]
Status	not available				[sources]
Last change	2025-04-23	Last processed	2025-06-03	First seen	2024-03-28

Sanctions
Country	Authority	Program	Start date	End date
United States of America	Financial Industry Regulatory Authority		-	-
United States of America	Financial Industry Regulatory Authority		-	-
United States of America	Financial Industry Regulatory Authority		-	-

Firms and individuals that have faced FINRA disciplinary actions

United States of America · FINRA

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