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BNY CONVERGEX EXECUTION SOLUTIONS LLC

Regulator action

BNY CONVERGEX EXECUTION SOLUTIONS LLC is an entity of interest. It has not been found on international sanctions lists.

Type	Legal entity				[sources]
Name	BNY CONVERGEX EXECUTION SOLUTIONS LLC				[sources]
Legal form	not available				[sources]
Country	United States of America				[sources]
Status	not available				[sources]
Last change	2024-05-10	Last processed	2025-04-09	First seen	2024-04-26

Sanctions
Country	Authority	Program	Start date	End date
United States of America	Financial Industry Regulatory Authority		-	-
United States of America	Financial Industry Regulatory Authority		-	-
United States of America	Financial Industry Regulatory Authority		-	-

Firms and individuals that have faced FINRA disciplinary actions

United States of America · FINRA

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