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Regency Group Inc.

Fraud
TypeCompany[sources]
NameRegency Group Inc.[sources]
Incorporation datenot available[sources]
Jurisdictionnot available[sources]
Phone646-289-8044[sources]
Registration numbernot available[sources]
Websitewww.regency-group.net[sources]
Address99 Wall Street, 12th Floor, New York, NY 10005[sources]
Source linkwww.sec.gov · www.sec.gov[sources]
Last changeLast processedFirst seen

Descriptions

Regency Group Inc. is impersonating a formerly registered broker-dealer firm with the same name and address - The Regency Group, Inc. (CRD Number: 45216; SEC Number: 8-50995). The impersonator has NO connection with, and is not to be confused with, the genuine Regency Group, Inc., which had its registration with the SEC cancelled on October 9, 2003 and is defunct.

— US Public Alert: Unregistered Soliciting Entities (PAUSE),

Fax: 212-672-1100

— US Public Alert: Unregistered Soliciting Entities (PAUSE),

Relationships

Data sources

US Public Alert: Unregistered Soliciting Entities (PAUSE)1,659

Entities that falsely claim to be registered, licensed, and/or located in the United States, to be regulators, or impersonate genuine firms.

United States of America · SEC

For experts: raw data explorer

FactsheetDescriptionsData sources
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