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| Type | Company | [sources] | |||
|---|---|---|---|---|---|
| Name | NW Advisors LLC | [sources] | |||
| Incorporation date | not available | [sources] | |||
| Jurisdiction | not available | [sources] | |||
| Phone | 214-615-8599 | [sources] | |||
| Registration number | not available | [sources] | |||
| Website | www.nwadvisorsllc.com | [sources] | |||
| Address | 31 Piping Rock Road, Locust Valley, NY 11560 | [sources] | |||
| Source link | www.sec.gov | [sources] | |||
| Last change | Last processed | First seen | |||
NW Advisors LLC is impersonating a formerly registered broker-dealer firm with the same name and address - NW Advisors LLC (CRD Number: 136740; SEC Number: 8-67041). The impersonator has NO connection with, and is not to be confused with, the genuine NW Advisors LLC, which had its registration with the SEC terminated on March 9, 2013 and is defunct.
Entities that falsely claim to be registered, licensed, and/or located in the United States, to be regulators, or impersonate genuine firms.
United States of America · SEC
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| Sanctions | |||||
|---|---|---|---|---|---|
| Country | Authority | Program | Start date | End date | |
| United States of America | Securities and Exchange Commission | - | - | ||