Statements: Merrill Lynch, Pierce, Fenner & Smith Inc.

Canonical ID: NK-F6U9owXnwD6JJFHoxUEDxw · Entity type: LegalEntity (reference)

This table shows statement-based, sourced records from our database. For more context, learn about how OpenSanctions stores information.

Property	Value	Source dataset	Source ID	First seen
`LegalEntity:id`	af15181de55e1e587be84b065204154f3ce5cb8f	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-smith-inc`	2024-05-10
`LegalEntity:id`	f2a7c48fe182187dfcf83bbd5aa976fbef382da2	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-smith-inc`	2025-11-20
`LegalEntity:id`	bb29d3d7dc91afd05514c98907f8a445754d2744	us_sec_harmed_investors	`us-sec-harm-merrill-lynch-pierce-fenner-smith-inc`	2024-04-04
`LegalEntity:id`	cb82e8f9dbc49c6dfb61979845fa7f32d82c86de	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-smith-inc`	2025-12-31
`LegalEntity:id`	32ed64e632adfdcd5bf9ff218c760f16704f20f4	us_finra_actions	`us-finra-merrill-lynch-pierce-fenner-smith-inc`	2024-05-10