Enforcement actions against persons and firms that had harmed investors
This dataset contains information about SEC enforcement actions where the defendants or respondents were ordered to pay financial judgments. In these instances, the SEC may work to distribute these funds to investors who were harmed.
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Publisher: | Securities and Exchange Commission (SEC) · United States
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Collections: | in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities | ||||||
Information: | www.sec.gov | ||||||
Source data: | www.sec.gov · HTML | ||||||
Coverage: | added · update frequency: daily | ||||||
Last processed: | 2024-12-02 23:47:04 | ||||||
Last change: |
Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.
File name | Export type | Size | |
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entities.ftm.json | FollowTheMoney entities | 687 KB | |
names.txt | Target names text file | 16.51 KB | |
senzing.json | Senzing entity format | 354.38 KB | |
targets.nested.json | Targets as nested JSON | 697.59 KB | |
targets.simple.csv | Targets as simplified CSV | 159.06 KB |
Help: Using the data · model reference · delta updates · support · change log · licensing
You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.
Use the Reconciliation API in OpenRefine: | |
For full-text search, use the /search endpoint: | |
For entity matching, use the /match endpoint: |
The following targeted entities have been added to this data source most recently:
Added | Name | Type | Countries |
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Theorem Fund Services LLC | Legal entity | United States | |
Pinnacle Investments LLC | Legal entity | United States | |
John Robert Jones Jr. | Legal entity | United States | |
Kik Interactive Inc. | Legal entity | United States | |
Stoner Cats 2 LLC | Legal entity | United States | |
Synchronoss Technologies Inc. | Legal entity | United States | |
Sterling Watters Capital Advisors LLC | Legal entity | United States | |
Sterling Watters Capital Management Inc | Legal entity | United States | |
Sterling Watters Group LP | Legal entity | United States | |
Legacy Hospitality II LLC | Legal entity | United States | |
Legendary Capital REIT III LLC | Legal entity | United States | |
Matthew Moravec | Legal entity | United States | |
Austal Limited | Legal entity | United States | |
Austal USA LLC | Legal entity | United States | |
Corey R. Maple | Legal entity | United States |
OpenSanctions is free for non-commercial users. Businesses must acquire a data license to use the dataset.