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Enforcement actions against persons and firms that had harmed investors
This dataset contains information about SEC enforcement actions where the defendants or respondents were ordered to pay financial judgments. In these instances, the SEC may work to distribute these funds to investors who were harmed.
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| Publisher: | Securities and Exchange Commission (SEC) · United States
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| Collections: | in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities | ||||||
| Information: | www.sec.gov | ||||||
| Source data: | www.sec.gov · HTML | ||||||
| Coverage: | added · update frequency: daily | ||||||
| Last processed: | 2024-09-10 23:47:03 | ||||||
| Last change: |
Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.
| File name | Export type | Size | |
|---|---|---|---|
entities.ftm.json | FollowTheMoney entities | 675.81 KB | |
names.txt | Target names text file | 16.24 KB | |
senzing.json | Senzing entity format | 348.81 KB | |
targets.nested.json | Targets as nested JSON | 686.24 KB | |
targets.simple.csv | Targets as simplified CSV | 156.56 KB |
Help: Using the data · data model reference · delta updates · get support · commercial licensing
You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.
| Use the Reconciliation API in OpenRefine: | |
For full-text search, use the /search endpoint: | |
For entity matching, use the /match endpoint: |
The following targeted entities have been added to this data source most recently:
| Added | Name | Type | Countries |
|---|---|---|---|
| Cool Holdings Inc. | Legal entity | United States | |
| Christopher W. Burns | Legal entity | United States | |
| Dynamic Money LLC | Legal entity | United States | |
| Frank Bianco | Legal entity | United States | |
| Investus Advisers LLC | Legal entity | United States | |
| Investus Financial LLC | Legal entity | United States | |
| Neil Burkholz | Legal entity | United States | |
| Palm Financial Management LLC | Legal entity | United States | |
| Peer Connect LLC | Legal entity | United States | |
| Shore Management Systems LLC | Legal entity | United States | |
| Compass Mineral International Inc | Legal entity | United States | |
| Hyzon Motors Inc. | Legal entity | United States | |
| Do Hyeong Kwon | Legal entity | United States | |
| Terraform Labs Pte Ltd. | Legal entity | United States | |
| Andeavor LLC | Legal entity | United States |
OpenSanctions is free for non-commercial users. Businesses must acquire a data license to use the dataset.